In ordinary English usage, one would refer to a knight called 'Forename Surname' as Sir Forename, not Surname, e.g. Sir Forename is distinguished in ... But in academic writing, one would typically refer to someone as Surname, e.g. Surname (2019) suggests that ...

Does that fact that Sir Forename Surname is a knight mean one should address him as Sir Forename in an academic context, or do we ignore the general usage convention, keeping the academic convention without exception (even where it doesn't match the general one)?

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    Welcome to Writing.SE Matthew. I know you meant to post on English but they were right to send you here. This question is totally on topic here (and hooray! an unusual one to shake things up). I hope you'll officially join this stack. When you do, please check out our tour and help center. – Cyn Jul 16 at 16:49
  • This is the most interesting "titles in academic writing" question I've seen here in a while. Welcome to the StackExchange network! Have fun and good luck with your project. – Secespitus Jul 16 at 18:49
  • ... or does this belong in Academia.SE? They get citation questions too. – shoover Jul 17 at 20:14
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    @shoover Not a matter of “or,” but rather of “and.” Questions are allowed to be on-topic on two different Stack Exchange sites, and being on-topic elsewhere does not automatically mean a question is off-topic here. Cross-posting is discouraged, though, even when on-topic on both sites. – KRyan Jul 17 at 20:41

Usage will vary based on the style guide. Some will ask writers to omit the title. Others will conform closely to standard English usage.

In MLA 8, under 1.1.2 (Titles of Authors), it recommends that titles "such as Dr., Saint, or Sir" be omitted from works cited lists and "usually" omitted from text discussion. Among the examples is "Philip Sidney (not Sir Philip Sidney)." So Firstname Surname or (after a first usage) Surname would be acceptable, both without the title. Section 2.1.2 confirms the same guideline for works cited pages: write Surname, Firstname without the title.

I have seen exceptions and inclusions of title for people well known by their title, where the title is a point of emphasis, like Lord Byron or (with first usage) Sir Thomas Malory. That would only pertain in-text; it is still "Malory, Thomas" in the Works Cited page.

In the Chicago Manual of Style, 17th edition, under 8.31 (Titles of Nobility; may be paywalled), the following description recommends including the title:

Unlike most of the titles mentioned in the previous paragraphs, titles of nobility do not denote offices (such as that of a president or an admiral). Whether inherited or conferred, they form an integral and, with rare exceptions, permanent part of a person’s name and are therefore usually capitalized. The generic element in a title, however (duke, earl, etc.), is lowercased when used alone as a short form of the name. (In British usage, the generic term used alone remains capitalized in the case of royal dukes but not in the case of nonroyal dukes; in North American usage such niceties may be disregarded.) For further advice consult The Times Style and Usage Guide (bibliog. 1.1), and for a comprehensive listing consult the latest edition of Burke’s Peerage, Baronetage, and Knightage (bibliog. 4.1). See also 8.22.

As an example, these choices are listed, allowing Sir Forename, Sir Forename Surname, but not Sir Surname:

the baronet; the knight; Sir Paul McCartney; Sir Paul (not Sir McCartney)

For bibliographies, Sir and similar titles are usually omitted (16.38), though they leave the final decision up to the writer:

Unless necessary for identification, the titles Lord and Lady are best omitted from an index, since their use with given names is far from simple. Sir and Dame, while easier to cope with, are also unnecessary in most indexes.

Churchill, Winston [or Churchill, Sir Winston]

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    Terrific, well-researched, answer. Welcome. – Cyn Jul 16 at 16:50
  • Thanks. I had been writing the answer when it was still on EL&U. I'll take a look around here too. :) – TaliesinMerlin Jul 16 at 17:18
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    Could you provide the DOI for the Titles of Nobility document you linked to? – forest Jul 17 at 5:40
  • @forest I can't find a DOI for the online version of the Chicago Manual of Style. If there is one, the website keeps it a very good secret. – TaliesinMerlin Jul 17 at 12:12
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    @nick012000 It depends. Titles are customarily omitted in APA, but there are exceptions for nobility whose titles are a vital part of their name (Pope Francis, the Prince of Wales). There are tons of style guides, so my intent in using Chicago and MLA was to show how each style guide may vary. – TaliesinMerlin Jul 17 at 13:01

From Wikipedia: In the Uk and commonwealth it is proper to use the title Sir prefixed to either the given name or full name. It is never proper to use the surname alone. Thus for the individual John Doe, "Sir John Doe" or "Sir John", never "Sir Doe".

The term "Dame" in the modern usage is a woman who is knighted and follows the same rules as the male counterpart, so for Jane Doe, it is proper to call her "Dame Jane", or "Dame Jane Doe" but not "Dame Doe". Historically, Dame may be the wife of a knight and thus follows the same rules as "Lady" below.

The title of "Lady" is the modern title for a woman who is married a knighted man and it is only proper to use her surname with the title, thus, Sarah Doe, Sir John Doe's wife would be "Lady Doe" and not "Lady Sarah" or "Lady Sarah Doe". This would also hold for a knight's widow.

All of these honorifics are held true for a title of baronage with exception to a widow. A widow baronet will be given the title of Dowager followed by their titled name so Lady Doe, wife of the late Sir John Doe Baronet, would be properly addressed as Dowager Lady Doe.

Common officers in the military are refered to as just "Sir" (if and only if the officer out ranks you) or "[simple rank] [Surname]" in both the UK and US. Simple rank means that you use Lieutenant for both the army ranks of Second and First Class Lieutenant (simply Lieutenant in the British Army) and the naval ranks of Lieutenant Junior Class and Lieutenant. Commander for the naval ranks of Lieutenant Commander and Commander, Colonel for bot the army ranks of Lieutenant Colonel and Colonel. General for all US Army-style Flag Ranks, and Admiral for all US Naval-style Flag Ranks. In the UK the lowest army flag officer is calle Brigadier and the lowest naval flag officer is a Commodore. The US lowest flag rank may or may not properly be called Comodore depending on the time as it is at present no longer a rank and has a weird history. The rank proper was first abandoned in 1899, only to return as a flag rank in WWII and dropped after the war for Rear Admiral, Lower Half (a Junior Rear Admiral, Upper Half, having identical insignia). That said, it was the billet title for Senior Naval Captains, who commanded more than one ship or were the CAG of aircraft Carrier Squadron until the early 1980s when it was again adopted as the lowest flag rank, before the title was changed 6 months later to Commodore Admiral only to be replaced by Rear Admiral, Lower Half again (but this time given a one star insignia). If you're a Trekkie, this is why Captain Kirk had a superior of rank of Comodore while Picard had a superior of the rank Rear Admiral, Lower Half: The former followed 60s naval ranks while the later was following mid-80s naval ranks.

Finally, while not a hard rule, the general rule is in Naval tradition is that a ship must have exactly one "Captain" even if the senior officer on the ship is not of that rank. A Commander in charge of a Destroyer (common) may be called Captain while in that role by the crew only. A Commander in charge of a Submarine however is always a Commander (because a Submarine is a Boat, not a ship in naval traditions. Don't ask me why I don't know). Also I have heard of traditions where someone with an Army rank of Captain onboard a ship will be called Major instead of Captain for the duration of his time on the ship because he is not the Captain (of the ship) and addressing him by the next lowest rank (Lieutenant) is disrespectful as opposed to addressing him as the next highest rank (Major). Finally, it is pronounced Left-tenant in the UK and Loo-tenant in the U.S. though this is accent and not formal. Either way when written it's always spelled out as "Lieutenant" regardless of service though in fiction, the "Left-tenant" spelling may be used in dialog to establish that the character has an accent. The US pronunciation is close enough to the spelling that it's left alone unless some Brit writer wants to be cheeky and say it's the U.S. that's pronouncing it wrong.

Enlisted Personel and NCOs are always [Rank] [Surname] except in the UK where RAF Warrant officers are reffered to as "Sir" by subordinants and Mr/Ms/Mrs [surname] by superior officers. US NCOs and Enlisted called "sir" will rebuke their underling by pointing out they "work for a living".

In both military systems a female officer of superior rank will be addressed as either Ma'am or Sir though the latter is a relatively new honorific and it is customary to ask for a preference if any, though neither use will be incorrect in the context of insubordination to an officer.

Finally while foreigners may be Knighted, they may not use the Prefix "Sir" as the Knighthood is in this case Honory, but may append the letters of the particular order he was knighted in to the end of his name (these post nominal letters are simialar to academic letters familiar in the U.S. for example a Dr. John Doe maybe a MD or a PHD depending on what he received his doctoral degree in). An example of this is Mayor Rudolf "Rudy" Giuliani was given the honorary Knighthood of Knight Commander of the Most Excellent Order of the British Empire (Letters: KBE) in 2002. It is improper to refer to him as Sir Rudolf Giuliani, but it is proper to style his name as "Mayor Rudolf Giuliani, KBE" (In the U.S., political office titles are retained after you leave office and while there is no formal rule, the highest office held is preferred unless you currently hold a different office in another Branch or greater importance. A legislator who was both in he house and Senate would be Senator). You may only use "Sir" if you are a citizen of a country which recognizes the Monarch of England as the Head of State. Also, if you are a knight, while addressing your peers. Thus Sir John Doe and Dame Jane Doe would address each other as John Doe and Jane Doe. Among other Nobility, the noble title. Those with title for their heir apperent (Dukes, Earls, and Marquess) who are knighted are "Lord [given name]" as the tile of lord takes precedence though the letters of the order will be used at the end of the name, while the heir apparent of Barons and Viscounts are "The Honorable Sir [Full Name] or [Given Name]" or "The Hon. Sir..." in writing.

  • You mention that you are referencing an article from Wikipedia. Could you link to it so that others can see which parts exactly are from Wikipedia / which sources you used for your answer? – Secespitus Jul 16 at 18:47
  • Wikipedia entry for Sir (title). – hszmv Jul 16 at 19:30
  • Isn't the naval rank spelled commodore? – The Photon Jul 17 at 5:34
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    Also, what does all this have to do with the question that was asked, which was specifically about knights and dames, in the context of academic writing? – The Photon Jul 17 at 5:35

If you are writing for an academic journal, don't use the honorifics. Many notable scientists have been given titles if they happen to come from a country that still has such things, but I have absolutely never seen them used in academic contexts and I would find it both surprising and, frankly, ridiculous to see them.

For example, Edwin Southern was knighted in 2003. Here's a paper from 2019 citing him as "Southern" (emphasis mine):

The digested fragments were separated by electrophoresis in 0.7% agarose gels in Tris-acetate-EDTA buffer (40 mM Tris-acetate, 1 mM EDTA, pH 8.0) and were transferred to nitrocellulose filters (0.45 μm, Schleicher & Schuell, Dassel, Germany) according to the method by Southern [29].

Jocelyn Bell Burnel is a Dame, but is still referred to simply by her name:

A year earlier, in 1967, Jocelyn Bell Burnell had detected similar pulsations coming from four compact sources (see Editorial on p. 489), a discovery that launched the field of pulsar research.

Alexander Fleming was knighted in 1944, but he's still cited as Flemming:

Likewise, the first antibiotic penicillin was isolated from fungus Penicillium notatum (Fleming 1929),

Isaac Newton may have been a knight, but in scientific writing, we still refer to him without his honorific:

Johannes Kepler and Isaac Newton inspired generations of researchers to study properties of elliptic, hyperbolic, and parabolic paths of planets and other astronomical objects orbiting around the Sun

Consider this another way. The vast majority of people who publish scientific papers have honorifics such as PhD or MD which would mean they should be referred to as "Dr so and so" or are professors (Professor such and such), but we don't refer to them using the honorifics in academic writing. I don't see why regional honors in their own country should be any different than internationally acknowledged titles like Dr. So no, just don't use honorifics.

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